Standard ERISA Bond

ERISA fidelity bonds for simple defined benefit, cash, or 401(K) type plans with a current inception date.

Bond for non-Qualifying Assets

ERISA fidelity bond for plans with a non-qualifying asset balance greater than thirty percent (30%) of total asset balance.

Non-Standard ERISA Bonds

ERISA fidelity bond policies for non-standard architecture and retro-dating greater than thirty days.

Bonds for ESOPs

ERISA fidelity bond for a plan containing employer issued securities with a current inception date.

ERISA Bonds for Labor Unions

DOL-compliant ERISA fidelity bond for labor unions,collectives and multi-employer plan structures.

ERISA-compliant Bonds for RIAs

DOL approved ERISA fidelity bonds for Registered Investment Advisers, compliant with current Federal Code requirements.

Federal ERISA Bond Requirement

The Employee Retirement Income Security Act of 1974 (ERISA) imposes specific and mandatory requirements on trustees of most retirement and health plans established by private entities. Would you like to understand exactly what ERISA is, why a plan and it’s trustee must be covered by a fidelity bond, and how much bond you must purchase? Ok, you asked for it! You can become an ERISA bond expert by reviewing the Q&A provided by the U.S. Department of Labor on Field Assistance Bulletin 2008-04 here.

Talk to an ERISA Bond Expert!

Angie Reynoso and Yeimy Soto are our resident fidelity bond gurus. Call them at (800) 373-2804 or click the icon for an instant chat with us.

We are fanatically focused on the needs of our clients. Our job is to make compliance with the federal ERISA bond requirement as well as the placement of the clients’ adjacent insurance needs simple and fast while also providing highly rated, stable carriers to back those obligations.

ERISA Bond Case Law

Great For Business

Inexpensive premiums with a multi-year discount, simple application and no-worry ERISA bond inflation guard provision built-in. Perfect for private, non-profit and publicly traded companies.

Safety & Security

Cover for your employee benefit plan for theft, embezzlement, forgery, misappropriation, abstraction, criminal conversion, and negligent misapplication of funds.

Underwriting Experience

Special expertise in underwriting surety, ERISA bonds and non-standard fidelity bonds. Multiple markets and significant surplus lines capacity.

Awesome Support

Fidelity and surety bonds specialists with answers available seven days a week by email, instant message and telephone.

Licensing & Ratings

ERISA Bonds, like all federal surety bond obligations must be issued by sureties that are licensed and appear on the U.S. Treasury’s list of approved providers. Licensing, federal approval the the “T-List” and an insurer’s AM Best rating are important.

Where to get to us?

404 Av De La ConstituciĆ³n, #708
San Juan PR 00901

5 W Hargett Street, 4th Floor
Raleigh NC 27601

38 Greensboro Drive
Toronto ON M9W 1E1

(800) 373-2804